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Placement Agent

Placement Agent

  • Term

    Main definition

  • Placement Agent

    A professional, registered (typically, with the SEC as a "broker dealer") investment banker or financial advisor that specializes in finding (usually institutional) investors and structuring and closing private placement investment transactions. Placement agents require engagement and indemnification agreements, and work for a fee (often structured as a retainer with incentive compensation based on the proceeds ultimately raised in the investment transaction). See Private PLacement.

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